Daoism:
A Short Introduction
Historical
introduction
There is no established consensus on how to divide up the
history of Daoism, and any scheme of periodization
inevitably reflects the particular judgements of the
individual historian. The present chapter contains a fairly standard historical
survey of Daoism in
where Daoism flourishes in dialogue
with, but independently from, Chinese Daoism (for the history of Korean Daoism
see Jung, 2000). The reason for this largely reflects the fact that Daoism has
been studied in the West almost exclusively in reference to
Chinese.
The history of Daoism can conveniently be divided into four
periods: proto-Daoism, classical Daoism, modern Daoism and contemporary Daoism.
Although these labels tend to suggest a gradual historical development, it does
not follow from this that Daoism has been steadily developing in a linear
fashion towards some ideal state, nor is this meant to imply that the
‘classical’ period is somehow ‘better’ than the ‘modern’ period.
The first period, proto-Daoism, covers the time from
antiquity up to the second century CE CE. The reason
why this period is called ‘proto-Daoism’ is that we have no knowledge of any
formal Daoist religious organizations at this time.
Despite this fact, it is necessary to include this period in any understanding
of Daoism because many of the core values and motifs of Daoist
philosophy and religion were shaped during this period, and one of the most
important Daoist texts, the Daode
jing, was written during this period. Evidence for
our understanding of proto-Daoism derives largely from textual materials and
archaeological evidence about the functioning of ancient Chinese religion.
The second period, that of classical Daoist
religion, starts in 142 CE when Zhang Daoling
established the Way of the Celestial Masters, also known as the Way of Orthodox
Unity, the first successful organized Daoist
religious system. Daoist priests today claim to be
ordained in a lineage that stretches back to this original founder. Two other
important movements developed later during this period of classical Daoist religion: the Way of Highest Clarity (Shangqing Daoism) and the Way of Numinous Treasure (Lingbao Daoism). This period, between the second and the
seventh centuries can be called the classical period because scholars of Daoism
look back to this time (known also as the medieval period of Chinese history)
as the era in which many Daoist practices, texts and
rituals initially took shape. Also during this period, Buddhism was brought to
The Tang period is also important in Daoist
history because Daoist missionaries were also sent to
These types of officially sanctioned exchange were no doubt
facilitated by the fact that Daoism had an identifiable role at the imperial
court. The third phase of Daoism may be said to begin with the break-up of the
Tang empire, and the increasing syncretism between Buddhism, elite Daoism and localized
religious cults that have been documented from the Song period (960–1279)
onwards. This modern period also witnessed the founding of the Daoist movement known as the Way of Complete Perfection (Quanzhen dao) by Wang Zhe (1113–70). The Way of Complete Perfection is the major
monastic form of Daoism that exists to this day alongside the more
community-based priesthood of the Celestial Masters. The Way of Complete
Perfection is devoted to the practice of internal alchemy, in which the
energies of the body are refined through breathing and other forms of
meditation into ever subtler forms, thus promoting longevity and even, in a few
rare cases, the possibility of totally transcending the ordinary finitudes of
human existence. The Way of Complete Perfection is also marked by its aim to
‘harmonize the three teachings’ of Confucianism, Daoism and Buddhism, and
became highly influential under the Mongol Yuan dynasty afterWang
Zhe’s disciple Qiu Changchun (1148–1227) undertook a three-year journey to the
court of the Mongol warlord, Chinggis Khan.
Despite the rhetoric of harmonization, further acrimonious
debates with Buddhists developed at this time, and when the Daoists
lost a series of these debates in 1281 many Daoist
texts were burned. Despite this setback, Daoism flourished during the
subsequent Ming dynasty (1368–1644) and the year 1445 saw the compilation of
the Daoist Canon (Daozang),
a compendium of some 1500 Daoist texts, under the
patronage of the Yongle Emperor. In the Qing dynasty (1644–1911) Daoist
ideas and practices became more entrenched in popular religious culture.
Perhaps it would be more accurate to say that we have better historical
evidence of the way popular religion functioned since many popular Daoist morality texts were published and the practice of Daoist-inspired arts such as taiji
quan (Tai Chi) and Qigong (Ch’i-kung)
became increasingly widespread.
The fourth period, since the advent of Western colonial
powers in the nineteenth century, has been a near-total catastrophe for Daoism,
particularly during the period of the Great Proletarian Cultural Revolution
(1966–76) when many Daoist temples were destroyed and
the overt functioning of the religion to all intents and purposes ceased to
exist in mainland China. Since 1980 Daoism has begun to be practised
openly again in
PROTO-DAOISM
Laozi and the Daode
jing
The person most revered in the whole of Daoism is known to
us simply by the epithet Laozi, which can be
translated as ‘the Old Master’. The earliest biography of the Old Master is
contained in the Shiji (Records of the Historian c.
90 BCE BCE) by the great Han dynasty intellectual Sima Qian (145–86 BCE BCE). Sima Qian
identifies Laozi as an archivist named Li Er or Li Dan at the Zhou dynasty court (1046–221 BCE BCE). During his life he is said to have instructed the
Chinese philosopher Confucius (traditional dates 552–479 BCE BCE) on matters of ritual. When Laozi
retired from the court, he set off on a journey west, but was stopped at the Hangu Pass by the gatekeeper, Yin Xi, who asked him to
compose a text outlining his philosophy of dao (way)
and de (power, or virtue). The result was the text known to us as the Daode jing (The Scripture of the
Way and its Power) or simply as the Laozi. The Daode jing, along with the Bible,
is one of the most widely translated books in the world and continues to exert
a profound influence on Chinese culture.
Sima Qian’s
biography formed the kernel out of which grew the most important myth
surrounding Laozi as a manifestation or incarnation
of the Dao itself. According to this myth Laozi
continued his journey west and appeared in
Apart from Sima Qian’s biography and the myth of Laozi’s
transformations, we have very little historical evidence about Laozi in his original guise, but we do know more about the
book that is attributed to him. The Daode jing is a compilation of terse aphorisms about the Way (dao) and its Power (de), that totals
some 5000 Chinese characters. Some of its sayings, such as ‘The journey of a
thousand miles starts with a single step’ are well known. Others are obscure
and difficult to comprehend. The text exists in a standard edition made by the
commentator Wang Bi (226–49 CE CE), but recent
archaeological finds at Mawangdui and Guodian have unearthed earlier versions on silk and bamboo
strips, respectively. The standard edition is divided into eightyone
chapters and two parts. Part I (chapters 1–37) is known as the Daojing (Scripture of Dao); Part 2 (chapters 38–81) is
known as the Dejing (Scripture of De).
The text speaks of Dao as the formless and ineffable Way
that is the wellspring of creative power for a universe of constant
transformation. The Dao is the mother of heaven and earth and is the
spontaneously selfgenerating life of the universe.
Everything in the universe has its own virtue or power (de) which, if permitted
to flourish, brings a natural order and harmony to the world. Human beings,
however, have the capacity to deviate from or simply ignore this natural order
by imposing their will upon the world and by giving free rein to powerful
emotions such as desire, hatred and greed. When human beings abandon the
natural way they develop large-scale societies governed by draconian rulers at
war with each other. The enlightened ruler or sage, however, can cultivate
order and harmony within a small community by cultivating spontaneity within
himself and by following a path of non-aggressive action. By virtue of his own
charismatic power, order will naturally arise within human societies, because
in the feudal hierarchy of ancient
The Zhuangzi
The Zhuangzi is one of the most
popular classics of Chinese literature, and revels in a philosophical dexterity
and rhetorical sophistication that ranks with the highest achievements of many
cultures. It is supremely witty and imaginative. Although this work has always
been classified as a Daoist text, it is interesting
to note that it has never been particularly important as a Daoist
religious scripture. Rather, within Chinese andWestern
culture the text represents a form of Daoism centred
upon the Daoist sage as the supremely self-realized
individual who wanders free from the conventions of culture and society. This
work has a universal appeal that can readily be appreciated by those with
little or no background in Daoist thought and
religion. The work does, however, contribute to our understanding of Daoism
because its view of the perfected person (zhenren)
was instrumental in the development of Daoism as a personal spiritual quest.
In this form of Daoism the sage is not viewed in
socio-political terms as the ruler of a nation, but rather as someone who is
utterly unperturbed by whatever might happen to him and apparently unconcerned
with all the affairs of politics and business. In the Zhuangzi,
the sage is thus a supremely self-realized person who roams freely throughout
the world impervious to the vagaries of his or her fate.
The edition of the Zhuangzi that
we rely upon today was put together by a commentator, Guo
Xiang, around 300 CE CE.
The Han dynasty historian Sima Qian
attributes the text to a man known as Master Zhuang (Zhuangzi) who lived in the third century BCE BCE. It is evident, however, that the thirty-three chapter
text as we have it today has gone through several processes of editing, and
thus the whole text is usually referred to as ‘the Zhuangzi’
in order to distinguish it from ‘Zhuangzi’, the sage
who is probably the author of most of the first seven chapters, known as the
‘inner chapters’.
The emphasis in the Zhuangzi is on
the spontaneous transformation of things in the natural world and the
impossibility of fixing words or human principles onto this world. The text
thus ridicules the attempts of philosophers and statesmen to impose some sort
of human order onto the world and instead speaks of meditative practices such
as ‘sitting in oblivion’, ‘breathing through the heels’ and ‘fasting the
heart-mind’.
These practices aim to break down the conventional
distinctions between self and world. The result is that the realized or
perfected individual will be instinctively attuned to the spontaneity of the
Dao and able to accept all that befalls him or her with absolute equanimity.
Moreover such a perfected person has plumbed the depths of the Dao and
possesses a holistic wisdom that is beyond conventional knowing. Such a person
‘wanders freely’ on the Dao, roaming in a kind of liberated, ecstatic state.
Commentators have also drawn parallels between this type of ‘wandering’ and the
voyages of the soul conducted by shamans, in which the
practitioner engages in a vision quest or journey to the spirit world. In the Daoist tradition, the text was profoundly influential upon
the
Shangqing (Highest Clarity) Daoist movement that
began in the fourth century CE CE. Shangqing Daoists adapted some of
its key practices such as ‘sitting in oblivion’ into spiritual practices that
aimed to unite the adept with the full range of spiritual powers in the cosmos.
Uniting with these spirits, imaged as the constellations of
stars in the night sky, freed the individual from the conventional bounds of
life and death and transformed him into a celestial immortal.
Most Western commentators have focused on the philosophical
aspects of the Zhuangzi,
particularly its brilliant arguments for epistemological scepticism
and moral relativism. Zhuangzi argues that words
cannot adequately grasp the reality of things, which are in constant flux, and
consequently there is no way for people to decide on what is true. Debates are
merely exercises of rhetoric in which the winner is simply the one who is more
skilled in speaking. Ultimately there is no way to know whether our language
really matches reality at all. This line of argument may be viewed as
developing out of the first stanza of the Daode jing which states that ‘the way that can be told is not the
constant Way’.
The Neiye (inward training)
The third ‘proto-Daoist’ text that
is important for understanding the foundations of Daoism is the Neiye (inward training). This text is contained within a
broad-ranging compendium known as the Guanzi, and,
for a long time was not considered an important proto-Daoist
work. Recently, however, scholars have come to reconsider the text and to see
it as a forerunner of the longevity practices and breath
meditation that became an important constituent of the later Daoist tradition (see Roth, 1999). Like the Zhuangzi, the text is more concerned with the individual
than society. The ‘inward training’ to which the title of this work alludes is
a training of the internal energy systems of the human body so as to produce a
refined and potent form of the vital energy (qi) that
makes up the cosmos. This refined form of vital energy is known as vital
essence (jing). Cultivating vital essence within the
body enhances the circulation of qi. This text is
considered an important Daoist text because by guiding
and directing the energy of the human body it is possible for the body to
become more aligned with the vital energy of the cosmos and in so doing the
practitioner of inward training will have ‘attained the Dao’.
CLASSICAL DAOISM
The three proto-Daoist texts
mentioned above (the Daode jing,
the Zhuangzi and the Neiye)
give us a strong clue as to how the Daoist tradition
came to develop. Their themes of social harmony, mystical realization, and biospiritual cultivation are all present to some extent in
the formal Daoist religious movements that emerged in
the second century (CE CE) towards the end of the Han
dynasty. These movements, beginning with the Way of Great Peace and the Way of
Orthodox Unity, were the first Daoist religious
movements that we know of with a reasonable degree of historical accuracy.
The Way of Great Peace and the Way of Orthodox Unity
The Way of Great Peace was the name of the ideology espoused
by a revolutionary religious–political community known, because of their
distinctive headdress, as the Yellow Turbans. The Yellow Turbans, led by Zhang Jue in the east of
Although the Way of Great Peace was bloodily suppressed by
the Han dynasty, the Celestial Masters’ movement was able to flourish in
The Way of Orthodox Unity is said to have originated in a
vision of the divinized Laozi that was granted to
Zhang Ling while he lived as a hermit on
The Way of Highest Clarity
In the late fourth century an important new Daoist movement emerged among an aristocratic milieu in southern
The Way of Numinous Treasure
Another new direction in Daoism emerged from the encounter
between Buddhism and Daoism that developed in the Lingbao
(Numinous Treasure) sect. It is thought that the term Lingbao
referred originally to spirit guardians, that is, shamanic figures who were able to interact easily with the realm of the
ancestors. Subsequently the term came to refer to talismanic objects, usually
texts or diagrams, that were imbued with spiritual
powers and guaranteed the protection of the spirits to their owner. The Lingbao school evolved into tradition based on five of
these sacred diagrams, each associated with the five directions (north, south,
east, west and centre), which were incorporated in a collection of texts
allegedly composed in the 390s by Ge Chaofu, heir to an important family of Daoists.
When these texts were made public in 401 they were immediately popular and
exerted a wide influence on the development of Daoism. The influence of
Buddhism came to be seen in the application of these texts and talismans for
the salvation of all living beings. What originally began as a movement to
assist in the liberation and transformation of the individual practitioner
evolved into complex liturgies designed to save everyone from a
Buddhist-inspired complex of purgatories and hells in which the individual
suffered retribution for the karmic guilt accumulated during his or her lifetime. One of the most important figures in this stage of
Daoist evolution was the seventh celestial master, Lu
Xiujing (406–77) who classified the corpus of Lingbao scriptures, and standardized Daoist
ritual into three major forms: ordinations (jie),
fasts (zhai) and offerings (jiao).
These rituals formed the basis for the official religion that came to be practised at the imperial court, but Lu also developed
rituals for lay people, thus ensuring the widespread popularization of Daoism.
Thanks to Lu’s efforts, Daoism began to exert a deep influence on Chinese
religious life rather than remain the preserve of isolated communities or
aristocratic families. To this day the jiao ritual is
the main public ritual performed by Daoist priests,
and elements of it still date back to Lu’s liturgy.
The influence of Buddhism is also evident in the development
of Daoist monasteries. Although Daoism had already a
long tradition of eremitism in which individuals would leave their families (chujia) and devote themselves to a monastic life often in
the mountains, Daoism had no formal monastic organization until Lu developed a
set of precepts specifically for Daoist monks. These
precepts included vows to abstain from meat and sexual intercourse.
Daoism under the Tang
All of the above Daoist movements
were finally integrated into a coherent whole under the Tang dynasty. In the
seventh century Daoism was established as the official religion, and imperially
sponsored monasteries were established throughout
MODERN DAOISM
The period of modern Daoism begins with the Song Dynasty
(960–1279), during which time the boundaries between elite Daoist
religion, Buddhism, and local cults begin to be increasingly blurred (
The Way of Complete Perfection
The origins of the Way of Complete Perfection can be traced
back to the summer of 1159, when, according to tradition, the founder Wang Zhe encountered Zhongli Quan and Lu¨ Dongbin. Zhongli Quan and Lu Dongbin were Daoist immortals –
human beings who had engaged in a lifetime of cultivation and, through a
process known as internal alchemy, transmuted into the form of transcendent
spiritual beings not subject to the ordinary limitations of space and time. Zhongli and Lu¨ chose Wang as their disciple and instructed
him in the cultivation of the internal energies of his body. Wang then left his
family, and engaged in a life of extreme asceticism that at one point involved
digging himself a ‘living grave’ in the ground in which he lived and meditated.
When he emerged from his grave he gathered seven disciples and established the
Way of Complete Perfection that exists to this day. The most important of
Wang’s seven disciples was Qiu Chuji
(1148–1227) who met with Chinggis Khan – the Mongol
warlord who had successfully invaded northern China – and whose grandson Kublai
established the Yuan dynasty in 1280. Chinggis Khan
put Qiu in charge of all religions in
Through the network of monasteries that were established by
Wang’s followers, the methods of internal alchemy became more widespread
throughout
During the Ming dynasty (1368–1644) Daoism received regular
patronage at the imperial court. As a result Daoism became more and more
integrated into the civil life of Chinese society. Daoist
priests officiated at civil religious temples, and popular deities were adopted
into the Daoist pantheon. An important example of
this is the Daoist adoption of the city gods (Chenghuang). Each city usually had its own city god who was
responsible for the well-being of the city. The fact that these deities were
adopted into Daoism indicates the blending of official civic religion and Daoist religion that was taking place. Another example of
this is the way in which the Yongle Emperor promoted
The subsequent Qing dynasty
(1644–1911) was marked by the increasingly unsuccessful attempts of the
government to exert a rigid control over the functioning of religion. The
result of their policies was an explosion of popular lay religious cults and a
relative decline in importance of official Daoist
religion. The last two hundred years, in particular, have witnessed an
explosion in popularity of energy practices such as taiji
quan and qigong. The rise in popularity of these Daoistinspired arts can in part be attributed to the strict
control over religion exercised by the state in the Qing
dynasty. During this period religion seemed to flourish more in the form of lay
movements rather than monastic organizations. The important exception to this
rule was the establishment of the Dragon Gate (Longmen)
branch of the Way of Complete Perfection in 1656. This branch of Daoism, based
at the White Cloud Monastery (Baiyun guan) in
CONTEMPORARY DAOISM
The contemporary period in Daoism is marked by the influence
of the West. In the nineteenth century, the Qing
government struggled unsuccessfully to stave off the encroachment of foreign
powers onto Chinese territory. Through war and threats of war, European
colonial powers exacted concessions of territory and trading rights from the Qing government. The Chinese elite saw itself as weak and
in need of modernization. Intellectuals led the struggle to reform
This event fundamentally changed the nature and functioning
of Daoism in two ways. On the one hand, Daoism was effectively banned in
Daoism is once again in flux. On the one hand it seems quite
clear that the popularized forms of Daoist
cultivation practices are ever more widespread, and now these practices are
being repackaged to make them more accessible toWesterners
and are being sold over the Internet. At the same time Westerners have
developed a dissatisfaction with many traditional
Western forms of philosophy and religion and are eagerly turning to ancient
proto-Daoist philosophies such as those found in the Daode jing and the Zhuangzi. On the other hand institutional Daoism in the
form of Complete Perfection monasteries and Celestial Masters’ priests has
suffered a terrible blow in
Now younger Daoist monks are
struggling to rebuild their religion and some are enrolling in university
courses to try to recapture their history and doctrines. On a recent visit to
At the end of this swift survey of Daoist
history one thing is quite clear: Daoism is hard to define. It has few essential
characteristics that remain constant from one generation to another. It has
disparate origins, has borrowed extensively from other religions and our
understanding of it has been further complicated by the effects of Western
colonialism and Western-inspired communism. All this flux is reflected in the
current debate in Western scholarship about Daoist
identity. What exactly is Daoism and how can we define it? Before we proceed any further in our investigation of Daoism we must
first of all explore the question of Daoist identity.
SUGGESTIONS FOR FURTHER
Kohn, Livia. 2001. Daoism and
Chinese Culture.
Robinet, Isabelle. 1997. Taoism:
Growth of a Religion, trans. Phyllis Brooks. Stanford,